HILLMAN, District Judge.
Toma Duhani ("Plaintiff" or "Duhani") has filed a Complaint against the Town of Grafton ("Town") and Timothy P. McInerney, in his capacity as administrator of the Town of Grafton ("McInerney" and, together with the Town, "Defendants") alleging a claim under the federal civil rights act, 42 U.S.C. § 1983 for violation of his procedural due process rights under the Fourteenth Amendment. More specifically, Duhani alleges that the proceedings whereby he was terminated from his position as the Town's Director of Public Works were fundamentally unfair because they were not conducted before an impartial hearing officer and/or were predetermined.
This Memorandum and Decision addresses Defendants, Town of Grafton and Timothy P. McInerney's Motion For Summary J. (Docket No. 20). For the reasons set forth below, that motion is granted, in part and denied, in part.
Summary Judgment is appropriate where, "the pleadings, depositions, answers to interrogatories and admissions on file, together with affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law." Carroll v. Xerox Corp., 294 F.3d 231, 236 (1st Cir.2002) (citing Fed.R.Civ.P. 56(c)). "`A "genuine" issue is one that could be resolved in favor of either party, and a "material fact" is one that has the potential of affecting the outcome of the case.'" Sensing v. Outback Steakhouse of Florida, LLC, 575 F.3d 145, 152 (1st Cir.2009) (quoting Calero-Cerezo v. U.S. Dep't of Justice, 355 F.3d 6, 19 (1st Cir.2004)).
When considering a motion for summary judgment, the Court construes the record in the light most favorable to the nonmoving party and makes all reasonable inferences in favor thereof. Sensing, 575 F.3d at 153. The moving party bears the burden to demonstrate the absence of a genuine issue of material fact within the record. Id., at 152. "`Once the moving party has pointed to the absence of adequate evidence supporting the nonmoving party's case, the nonmoving party must come forward with facts that show a genuine issue for trial.'" Id. (citation to quoted case omitted). "`[T]he nonmoving party "may not rest upon mere allegations or denials of the [movant's] pleading, but must set forth specific facts showing that there is a genuine issue of material fact as to each issue upon which [s/he] would bear the ultimate burden of proof at trial."'" Id. (citation to quoted case omitted). The nonmoving party cannot rely on "conclusory allegations" or "improbable inferences". Id. (citation to quoted case omitted). "`The test is whether, as to each essential element, there is "sufficient evidence favoring the nonmoving party for a jury to return a verdict for that party."'" Id. (citation to quoted case omitted).
Duhani was employed as the Director of the Department of Public Works ("DPW") for the Town. McInerney, as the Town Administrator, is the appointing authority for the Director of the DPW. Prior to the incident which led to his termination, Duhani's interactions with McInerney were professional and the two had no issues.
Sometime in 2008, David Crouse ("Crouse"), the Town Highway Foreman, told Duhani that the Town needed catch basin framing covers ("catch basin covers"). Crouse was responsible for the daily operation of the DPW. Duhani told Crouse to "go ahead and get them." Crouse purchased the catch basin covers. It was Duhani's understanding that pursuant to State procurement laws, an item purchased by a municipality that costs less than $10,000 did not need to be put out for public bidding, but the municipality was required to obtain at least three quotes before purchasing the item.
Crouse ordered the catch basin covers. In late Fall 2008, when Duhani's assistant, Beth Thurlowe ("Thurlowe") received the invoices for the catch basins covers ordered by Crouse, she informed Duhani that the invoices exceeded the $2,500 limit.
Approximately five months after Duhani gave McInerney the purchase order for the catch basin covers, McInerney met with Duhani and told him that he was not aware that the catch basin covers had been purchased prior to the submission of the purchase order. He also told Duhani that the quotes submitted with the purchase order had been manipulated. Duhani denied being aware of these facts.
On April 28, 2009, the Town served Duhani with a Notice of Intent to Terminate. Around this same time, it was explained to Duhani that his termination was related to issues surrounding the purchase of the catch basin covers. On April 29, 2009, Duhani requested a public hearing. A pre-termination hearing was held on May 12, 2009; Duhani appeared at the hearing with his counsel. Duhani's lawyer requested that McInerney recuse himself as the hearing officer because he would also be testifying as a fact witness. He requested that an impartial non-Town employee be engaged to reside over the hearing. The Town denied the request after consulting with Town counsel. Thurlowe, Crouse and Patricia Fay, the Town Accountant, appeared at the hearing and testified. During the pre-termination hearing, Duhani was allowed to present evidence and cross-examine witnesses. McInerney presided over the hearing and testified as a fact witness. Duhani testified that it was Thurlowe who had doctored the catch basin cover purchase order to look like a quote. Thurlowe confirmed this fact.
On or about May 19, 2009, Duhani was informed by the Town that he was terminated. In the termination letter, McInerney informed Duhani that he did not find his (Duhani's) testimony credible as it conflicted with his own testimony, as well as that of Thurlowe and Crouse on material issues. On June 3, 2009, Duhani filed a grievance contesting his termination, in accordance with the Town's By-Laws
The former Town Administrator, Natalie Lashmit, indicated to Duhani prior to her departure that there were members of the Board that wanted the position of Director of the DPW eliminated. She also told him there was talk of "getting rid" of him in order to eliminate the position and create a position of Assistant Town Administrator. After Duhani's termination, the position of Director of the DPW was never filled. The position of Assistant Town Administrator was created and filled.
Duhani asserts that his due process rights under the Fourteenth Amendment were violated because he was denied the right to have a fair and impartial hearing officer preside over his pre-termination hearing. Defendants argue that Duhani's pre-termination hearing complied with due process and even if it didn't, he the proceeding before the Board provided adequate post-deprivation hearing before an impartial decision maker, the Board.
In order to establish a claim under Section 1983, Duhani must establish that a person acting under the color of law denied him a right secured by the constitution or by federal law. The only question in this case is whether Duhani's constitutional rights were violated.
Harron v. Town of Franklin, 660 F.3d 531, 535-36 (1st Cir.2011) (internal citations and citations to quoted authorities omitted). Duhani has asserted a violation of his procedural due process rights; his claim is based on an alleged deprivation of a property right. "`We examine procedural due process questions in two steps: the first asks whether there exists a liberty or property interest which has been interfered with by the State; the second examines whether the procedures attendant upon that deprivation were constitutionally sufficient.'" Id. at 537. "Property interests are created and defined by `existing rules or understandings that stem from an independent source such as state law.' In
Courts generally do not consider pre-termination and post-termination procedures in isolation, but rather review the process in totality. See Brothers v. Town of Millbury, CIV.A. 14-10122-TSH, 2014 WL 4102436 (D.Mass. Aug. 14, 2014) and cases cited therein. As to the pre-termination hearing, "[t]he Supreme Court made clear in [Cleveland Bd. of Educ. v. Loudermill, 470 U.S. 532, 538-42, 105 S.Ct. 1487, 84 L.Ed.2d 494 (1985)] that when an employee is entitled to some process after termination, the purpose of the termination hearing is solely to serve as `an initial check against mistaken decisions—essentially, a determination of whether there are reasonable grounds to believe that the charges against the employee are true and support the proposed action.' Id., 470 U.S. at 545-46, 105 S.Ct. 1487. It `need not be elaborate' as long as an employee receives (1) `oral or written notice of the charges against him,' (2) `an explanation of the employer's evidence,' and (3) `an opportunity to present his side of the story.'" Chmielinski v. Massachusetts, 513 F.3d 309, 316 (1st Cir.2008). Duhani does not contend that any of these basic requirements were lacking. Instead, he argues that the pre-termination hearing itself was inadequate because the McInerney, the person who presided over the hearing and made the decision to terminate him, was also a fact witness and therefore, was not impartial.
Generally, "it is not required that a hearing be conducted before an `impartial decisionmaker.' In fact, the hearing may be presided over by the employer himself." Acosta-Sepulveda v. Hernandez-Purcell, 889 F.2d 9, 12 (1st Cir.1989). However, in Acosta-Sepulveda, the First Circuit did recognize that "an arbitrary and capricious decision by the hearing examiner, when considered in conjunction with other evidence can be sufficient in a proper case to support a finding that the hearing was pretextual. And an aggrieved employee may have state law remedies available to combat a wrong decision." Id. at n. 2. See Cronin v. Town of Amesbury, 895 F.Supp. 375 (D.Mass.1995) (due process does not require state to provide impartial decision maker at pre-termination hearing; state is obligated only to make post-termination redress available for any unlawful deprivation). However, "`a plaintiff alleging impartiality must overcome the presumption that administrators are "men of conscience and intellectual discipline, capable of judging a particular controversy fairly on the basis of its own circumstances," and must demonstrate an actual risk of bias or prejudgment.' This actual risk must be shown by `a specific demonstration of partiality,' more than the fact that `the ultimate decision-maker ... had also made the challenged personnel decision.'" Jackson v. Norman, CIVA 0511429-RWZ, 2006 WL 1704296 (D.Mass. June 19, 2006) (internal citations and citation to quoted case omitted).
In order to establish that he was deprived of his procedural due process right to a pre-termination hearing, a plaintiff must show more than bias, he must show that the pre-termination hearing was meaningless because, for instance, the out-come was pre-ordained, or the bias was so severe as to undermine the concerns and goals of the hearing. As one court aptly
First, I do not find that Duhani has established that McInerney was biased because of the multiple roles he held during the hearing. Case law makes clear that Duhani was not entitled to an impartial adjudicator, therefore, the fact that McInerney is the appointing authority, that he originally made the decision to terminate Duhani and that he served as the hearing officer are not sufficient to invalidate the pre-termination proceeding. The only question, therefore, is whether the added fact that McInerney also served as a fact witness tipped the balance. I find it does not, because Duhani has failed to assert any facts which would undermine the confidence in McInerney's decision. As Duhani's recognizes, McInerney did not base his decision solely on the conflict between his recollection of events and Duhani's. Instead, McInerney's letter terminating Duhani reveals a thoughtful and measured process and that his reasons for terminating Duhani went well beyond the fact that his recollection of events differed from Duhani's. Significantly, McInerney relied heavily on the fact that Duhani's version of events differed from Thurlowe's and Crouse's testimony on material issues. Moreover, Duhani had a meaningful opportunity to present his own defense: he was represented by counsel, was permitted to present evidence and cross-examine witnesses. On the undisputed facts, therefore, it appears that essential function attributed by the Supreme Court in Loudermill to the pre-termination hearing was met, i.e., the hearing served as a check against a mistake being made by ensuring there were reasonable grounds to find that the charges against Duhani were true and supported termination.
On the other hand, Duhani alleges more than bias on the part of McInerney—he alleges that the decision had been made to terminate him before the pre-termination hearing was held and therefore, that the hearing was for all intents and purposes a sham. He further alleges that members of the Board, those involved in the post-deprivation review, were similarly improperly motivated in that the Board, as a whole, desired to eliminate his job and create a new position to be filled by someone else. The gravamen of his argument is that members of the Board acting together with McInerney, exploited the purchase order controversy to achieve this goal. It is a close case as to whether Duhani as established that there are sufficient facts from which a jury could concluded that the out-come of his pre-termination hearing was predetermined. This is especially true if one considers the hearsay and speculative nature of material facts asserted by Duhani in support of his claim that McInerney and the Board had determined to eliminate the position of Director of the DPW sometime in 2008 or before. Nevertheless, drawing all inferences in favor of Duhani, there is a genuine issue of material fact as to the sufficiency of the process Duhani received before he was terminated, that is, whether his pre-termination hearing and post-termination review violated his right to due process.
McInerney asserts that he is entitled to qualified immunity with respect claim because Duhani has failed to prove that his due process rights were violated because he served has both the hearing officer and a fact witness at the pre-termination hearing.
Public officials, such as McInerney:
Barton v. Clancy, 632 F.3d 9, 21-22 (1st Cir.2011).
I have found that the fact that Duhani was not entitled to an impartial hearing officer at his pre-termination hearing. Furthermore, that McInerney served as the terminating officer, hearing officer and a fact witness did not render the hearing constitutionally deficient. Since Duhani has failed to establish a violation of his constitutional right, McInerney is entitled to qualified immunity. Furthermore, even had I found that the fact that Duhani's constitutional right a meaningful pre-termination hearing had been violated because of the multiple roles assumed by McInerney at the hearing, he would be entitled to qualified immunity under the second prong of the qualified immunity analysis.
It is only McInerney's role as a fact witness that sets this case apart from the myriad of cases that have applied the black letter law that an employee is not entitled to an impartial hearing officer at his pre-termination hearing. However, Duhani has not cited to a single case, nor has the Court found a case, whereby a federal court held that an employee's procedural due process rights were violated because his hearing officer failed to recuse himself on the grounds that he could not render an impartial decision where he presided over the proceedings and testified as a percipient witness. Furthermore, while at the time of the hearing, there may have been cases which suggested a possible due process violation where the hearing officer harbored ill will and actual bias against the employee, precedents did not suggest that due process required that a hearing officer recuse himself under the circumstances of this case.
For the reasons set forth above, I find that McInerney is entitled to qualified immunity as to the claim against him in his individual capacity. Therefore, the claim against him shall be dismissed. Accordingly, all that remains in this case is Duhani's claim against the Town on the narrow issue of whether the Town failed to provide him meaningful termination procedures as required by the Due Process Clause.
It is hereby Ordered that:
Defendants, Town of Grafton and Timothy P. McInerney's Motion For Summary J. (Docket No. 20) is